Tag: RegTech

The US Securities and Exchange Commission (SEC) approved amendments to FINRA's Rule 3220 in February 2026, raising the annual gift limit from $100 to...

While responsible gambling messaging floods sports broadcasts and social media feeds, South Africa's sprawling informal gambling market continues to operate largely unchecked. According to RelyComply,...

FactSet and ComplyAdvantage have announced a strategic partnership aimed at transforming workflows for relationship managers (RMs) within tier-1 corporate banks. The collaboration is designed to...

DORA has introduced a unified framework for digital operational resilience across the EU, but enforcement remains far from uniform. According to Copla, while the regulation...

Curated Cyber, a cybersecurity services firm, and ViClarity, a governance, risk and compliance (GRC) technology provider, have joined forces to launch Vendor Lifecycle Assurance,...

Compliance change management is a major challenge for financial institutions as they attempt to analyse hundreds of new regulations and updates every year. Alison...

The rise of AI-enabled chat within unified communications and collaboration platforms has transformed how organisations communicate internally and with customers. While these tools provide...

A cross-party parliamentary group has warned that the UK’s financial conduct regulatory framework is fundamentally flawed, urging Parliament to reclaim a stronger role in...

Fraud across the UK reached unprecedented levels in 2025, with more than 444,000 cases recorded to the NFD, according to the latest Fraudscape report...

In many regulated organisations, the relationship between the three lines of defence—the business, risk and compliance, and internal audit—can become strained due to differing...