Tag: regulatory compliance

Anti-money laundering (AML) analysts often join the profession driven by a mission to combat financial crime. Yet many leave disillusioned within a year, worn...

The phrase “garbage in, garbage out” is a familiar warning in the world of data management, but when applied to compliance, the risks are amplified.

Hippodrome Casino has partnered with RiskSmart to enhance its risk and assurance function, marking a significant step for the iconic London venue as it...

Shield and PwC UK have announced a strategic collaboration to transform the way institutions approach communications compliance. The partnership aims to help financial institutions modernise...

Fraud rings are becoming a serious threat across finance, payments, and cryptocurrency. These organised criminal networks continually adapt to exploit weaknesses in financial systems,...

The US Securities and Exchange Commission (SEC) has recently issued an order that underscores the Atkins administration’s focus on marketing accuracy, robust recordkeeping, and...

AI has quickly become the default response to almost every challenge in financial crime compliance. Whether teams are facing overwhelming volumes of alerts, rigid screening...

Regulatory inspections play a central role in ensuring that organisations remain compliant and maintain strong quality standards. While inspections often close with a series of...

With the second half of 2025 under way, regulatory fees and procedural shifts in the UK are taking centre stage for fund managers navigating cross-border distribution.

Continuous, formerly known as SMA Technologies, has acquired Sycorr, a provider of identity and access management software designed for banks and credit unions.