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Tag: regulatory compliance
Why KYC remediation needs to become business as usual
Regulated institutions are operating under mounting pressure to keep customer records accurate, current, and audit-ready. Enforcement activity is on the rise — recent Financial...
Why AI overlays won’t fix broken AML systems
Artificial intelligence is no longer a back-office experiment reserved for elite data scientists, it is rapidly reshaping financial crime compliance.
But according to RegTech specialist...
Nearly half of FIs are adopting new vendor solutions as RegTech...
Key RegTech implementation stats in financial services:
The Global State of RegTech report, surveyed 300 senior risk and compliance decision-makers and 100 vendors to...
How MLROs can win executive buy-in and drive change
The role of the money laundering reporting officer has shifted beyond recognition. Where it once revolved around deep regulatory knowledge — obligations, controls, typologies,...
Zeidler Group names Serena Goldberg as CCO and partner
Zeidler Group, a technology-driven law firm and regulatory compliance services provider serving the asset management industry, has appointed Serena Goldberg as chief commercial officer...
The hidden cost of ignoring brokerage infrastructure
For years, the brokerage industry poured resources into where returns were most visible: the front end. Trading platforms became the competitive arena of choice...
AI and the end of level 1 compliance roles
Financial crime compliance (FCC) is undergoing a generational transformation — one unlike anything the industry has seen since the post-9/11 regulatory overhaul. But this...
AI in tax reporting: promise, limits and what’s next
Tax reporting solutions are evolving at pace as firms grapple with mounting regulatory complexity — and artificial intelligence is at the centre of that...
Where does your firm sit on the RegTech maturity curve?
Ask a compliance officer how their programme is performing and you will often receive a carefully qualified answer. Ask them what "great" actually looks...
The real cost of building financial crime tools in-house
Many organisations begin their compliance journeys convinced that developing a financial crime risk assessment platform internally will deliver greater control, lower costs and the...
