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AI compliance decisions face tougher audit scrutiny
As AI becomes embedded in compliance workflows, supervisors are no longer satisfied with outcomes alone. They want to see exactly how a decision was...
Why banks still can’t tell who surveillance is watching
When a regulator comes knocking, the request is never neatly sorted by communication channel. It names an individual, sets a date range and asks...
FCA’s CCI regime ends RIY and reshapes cost disclosure
The cost section is where the UK's new Product Summary departs most sharply from the PRIIPs KID, according to Zeidler. Reduction in Yield (RIY)...
CRS 2.0: Why being “ready” is no longer enough
CRS 2.0 is forcing fund administrators to rethink how they manage tax reporting, as the move towards more frequent filings leaves less room for...
Hidden AI costs are forcing a RegTech partnership rethink
Financial institutions have poured significant sums into technology designed to simplify complex operations. The results have been mixed. In many cases, the real difficulties...
Zeidler’s AI tool flags the DDQ risks reviewers miss
Due diligence questionnaires exist to help firms assess the risks posed by counterparties, service providers and other third parties.
The trouble is that a single...
FinTechs risk launch delays over scattered regulatory data
FinTechs, neobanks and digital payment providers cannot afford to move slowly. A delayed product launch can mean lost ground in new markets, missed revenue...
SEC scrutiny pushes advisers toward the OCCO model
Registered investment advisers face growing pressure to prove their compliance programmes are not just written down but actively working, and many are turning to...
AI in AML: who is accountable when machines decide?
As financial institutions accelerate their adoption of AI within anti-money laundering (AML) compliance, a familiar question keeps resurfacing: does the demand for explainability limit...
Global RegTech investments dropped 38% YoY in Q2 as investors grew...
Key Global RegTech investment stats in Q2 2026:
Global RegTech funding dropped 38% YoY in Q2
Average deal value dropped 29% to $6.8m as...
