Tag: regulatory compliance

When managing U.S. export controls and sanctions compliance, businesses often come across two key ownership-based rules: the Bureau of Industry and Security (BIS) 50%...

Forward-thinking financial institutions are reimagining their approach to compliance by harnessing artificial intelligence (AI). For years, regulatory obligations were seen as a reactive, manual...

Complying with international tax reporting standards like FATCA (Foreign Account Tax Compliance Act) and CRS (Common Reporting Standard) has become increasingly complex for financial...

As October arrives, many finance and compliance professionals feel the chill of something truly frightening—year-end reporting season. While haunted houses and horror films may...

The total value of regulatory fines issued globally in Q3 2025 reached $834.9m, marking a sharp 71.3% decline compared to Q2. This quarter, however, saw...

Managing information has evolved far beyond efficiency. As businesses face rising scrutiny from regulators, auditors, and privacy authorities, the ability to demonstrate content control...

AML Trends 2025: 202 compliance professionals from 39 countries shared insights on AML technology adoption 43% cited insufficient budgets as the biggest barrier to...

A long-standing challenge in global tax operations has been the collection, validation, and maintenance of tax documentation from non-U.S. intermediaries. Among these, the W-8IMY...

As 2025 enters its final quarter, fund managers face another wave of global regulatory shifts impacting cross-border distribution. With evolving requirements around marketing, investor protection,...

The New York State Department of Financial Services (DFS) has released new cybersecurity guidance to help financial institutions manage risks stemming from third-party service...