Tag: regulatory compliance

Fraud continues to be a significant issue globally, with over 59,000 risk events reported in the US in 2024 alone. As fraud schemes evolve,...

A recent conviction of a former analyst at a UK-based investment firm for insider dealing has sent a clear signal across the financial services...

As the FinTech industry continues to embrace artificial intelligence, many compliance professionals are left questioning whether AI is truly the future of Know Your...

Sweden’s robust digital infrastructure and longstanding public trust have long positioned it as a leader in financial innovation and regulatory compliance. However, as financial crime...

The latest whitepaper from ALMIS International offers essential guidance for UK financial institutions navigating the complexities of the Basel 3.1 and SDDT frameworks.

UK regulators are stepping up efforts to refine derivatives reporting requirements under the European Market Infrastructure Regulation (EMIR) Refit. The Financial Conduct Authority (FCA)...

The European Union has implemented its most sweeping anti-money laundering reform in over a decade, introducing the Anti-Money Laundering Authority (AMLA) and a new...

Asset management firms face increasing scrutiny when it comes to complying with global sanctions regulations. Failing to meet these obligations can result in severe...

Tools for Brokers, a global FinTech provider for brokerages and hedge funds, and TRAction, a leading trade and transaction reporting service, have entered into...

Regulatory obligations require organisations to act or refrain from actions to remain compliant with the law, placing heavy demands on compliance teams who must...