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UK’s FCA extends SM&CR to FCA solo-regulated firms
The UK’s Financial Conduct Authority has extended the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms.
Financial institutions need to put conduct risk on same priority level...
KYC and AML have received a lot of RegTech focus, but conduct risk needs to receive more attention, according to Dilip Mohapatra, founder at Cognitive View.
FCA working with HM Treasury to finalise rules on SM&CR extension
The Financial Conduct Authority is working with HM Treasury to publish its final rules on the extension to the Senior Managers and Certification Regime (SM&CR).
Ideagen acquires SR&CR compliance platform Redland in £15.8m deal
GRC software management company Ideagen has acquired Redland Business Solutions, a provider of regulatory and compliance software, in a £15.8m deal.
‘SM&CR is more than just good governance’ – how tighter accountability...
Financial institutions initially underestimated SM&CR but are beginning to realise its profound impact and the level of change it requires, according to Carl Redfern, co-founder and compliance director at Redland.
Chetwood Bank & Go Car Credit pick Arctick’s GRC solution
Styles&Wood has landed contracts to deploy its Arctick governance risk and compliance (GRC) solution to support two financial services firms.
