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Theta Lake and IPC tackle cloud trade floor compliance gaps
Theta Lake has joined forces with IPC to help financial institutions move trade floor communications to the cloud without losing regulatory oversight across voice...
Building AI governance for the next compliance era
Artificial intelligence is rapidly transforming compliance, but as adoption accelerates, so too do questions around governance, accountability and trust. Building effective AI governance is...
Theta Lake earns FCA AI Lab spotlight for compliance
Artificial intelligence is fundamentally reshaping how financial services firms operate, and with that shift comes mounting pressure to ensure adoption remains safe, responsible, and...
Monitor and investigate behavior-based risk in AI communications
Artificial intelligence has moved well beyond being a simple productivity tool. Today, platforms such as Microsoft Copilot, Zoom AIC, Anthropic's Claude, and Google Gemini...
Theta Lake targets AI comms risks with new tools
Theta Lake, a compliance AI specialist, has rolled out a series of updates to its AI-native platform spanning new certifications, a fresh patent, expanded...
Is RegTech becoming infrastructure, or is it being absorbed into it?
There’s a quiet shift happening beneath the surface of financial service. It’s a move that is proving to be less about new tools arriving...
How Theta Lake’s AI hears what compliance tools miss
Theta Lake has been awarded a United States patent for a framework designed to tackle one of the most persistent problems in communications compliance:...
Why continuous learning stops AI models going stale
Many organisations are unknowingly setting themselves up for failure by building AI models that are only ever trained once. Without a framework for ongoing...
How the FCA’s 2026 rules affect AI and communications
February 2026 marked a meaningful turning point in how the FCA communicates its expectations to regulated firms. Rather than issuing more than 40 individual...
Why complete & unified data is the key to DCGA success
In today's financial services landscape, digital communications are multiplying at a rate that shows no sign of slowing. Unified Communication and Collaboration (UCC) tools...









