Tag: Theta Lake

Theta Lake recently revealed it was continuing its support for the Salesforce Chatter platform which aids with compliance support. 

In a recent post by RegTech firm Theta Lake, the company quizzed readers on how they are monitoring prudential risk.

Theta Lake recently provided a deeper look into the high level of fines that are being aimed at financial institutions. 

After over a year since it was announced, the Consumer Duty legislation finally came into effect in the UK this week. How will it impact the RegTech space? 

Theta Lake recently took the opportunity to explain to its readers and customers more about digital communications governance and its role in it. 

The UK's Financial Conduct Authority (FCA) recently released a ten-point checklist for companies in anticipation of the new Consumer Duty regulation set to be enforced on July 31, 2023. This regulation marks a pivotal shift in the regulatory landscape, impacting both new and existing services and products available for sale or renewal.

Since 2018, Theta Lake, has formed a strong partnership with Zoom, one of the world's leading video conferencing platforms.

The global regulatory landscape is increasingly demanding comprehensive record keeping strategies from firms. This focus is escalating as both regulators and firms are investing...

In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability. 

In a time where more and more transactions and general interactions are taking place digitally, the importance of ensuring compliance in communications has risen...