Tag: Tier 1 banks

Awareness of regulatory change is no longer the hard part. Most compliance teams have some form of monitoring in place — alerts fire, updates...

Regulatory change is accelerating at a pace that is leaving many financial services firms struggling to keep up. New rules land daily, guidance documents...

AI is rapidly reconfiguring how financial institutions approach investigations, shifting the focus from manual data gathering to instant, context-rich insight. For years, analysts inside...

Eventus, a prominent figure in the trade surveillance software sector, today revealed a significant expansion worldwide in 2023, coupled with a promising outlook for 2024. The company is steering the industry with its client-focused solutions and adaptable technology through its Validus trade surveillance platform.

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.