Tag: UK regulation

Alternative investment fund managers in the UK have a new date to watch: 14 July 2026, when the FCA and HM Treasury signalled that...

The Financial Conduct Authority, the UK's financial services regulator, responsible for overseeing market conduct and firm supervision, has finalised new rules aimed at making...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has finalised new transaction reporting rules that will strip out duplicative requirements and deliver...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

The FCA's latest sanctions review, covering more than 150 firms, should not be read as just another best-practice paper. It is a clear statement...

From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging nearly 38,000...

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of reforms to the Senior Managers and Certification Regime (SMCR), aiming...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has released a landmark study examining how artificial intelligence could transform retail financial services...

The FCA's latest consultation paper is not explicitly about anti-money laundering, but for UK fund managers, it may as well be. According to Cascade,...

From 1 September 2026, the FCA's Code of Conduct will extend to misconduct such as bullying, harassment and violence across every FCA-authorised organisation. According to...