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Teams Phone recording gaps put MiFID II compliance at risk
Regulated firms can record Teams Phone calls in a way that satisfies MiFID II and FCA recordkeeping rules, but only through a certified compliance...
Why banks still can’t tell who surveillance is watching
When a regulator comes knocking, the request is never neatly sorted by communication channel. It names an individual, sets a date range and asks...
Data gaps, not budget, are stalling bank AI plans
There is a wide gap between what banks say they want from surveillance technology and what they have actually managed to deploy.
According to 1LoD's...
What were the big RegTech trends in H1 2026?
The first half of 2026 has been a busy one for RegTech. New technologies have continued to arrive, regulation has kept moving, and financial...
Wordwatch launches DORA self-assessment for recorder exit plans
RegTech firm, Wordwatch, has published a short self-assessment for compliance and IT teams that need to show they could move off their current communications...
Wordwatch unveils tool to help firms gauge non-financial misconduct investigation readiness
Global RegTech firm Wordwatch has introduced an investigation readiness assessment tool in line with the FCA’s Conduct Rules extension on September 1, 2026.
The assessment...
What are the biggest barriers to third-party RegTech adoption?
RegTech has moved from an emerging technology category to an increasingly important part of the compliance stack. Yet while vendors continue to invest heavily...
The hidden cost of moving legacy voice records
Legacy voice recording platforms are quietly becoming one of the biggest hidden liabilities for regulated firms, only surfacing as a problem when a regulator...
Why culture alone won’t save firms from new FCA NFM rules
From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging nearly 38,000...
Why your archive vendor may fail when regulators ask
Archive modernisation has quietly become one of the most fiercely contested categories in regulated communications. A year ago, "archive" was little more than a...
