Deal Updates

The FCA has announced a significant overhaul of the regulatory framework governing investment information, aimed at increasing investor confidence and engagement by simplifying the information provided.

In the current geopolitical climate, the regulatory landscapes in the EU and US are increasingly focused on the management of communication data and record-keeping. This shift demands that organisations not only comply but also adapt with greater transparency and accountability.

As 2025 approaches, businesses across the EU and beyond must brace for significant changes under the CSRD.

For RIAs and ERAs, the dawn of a new year presents not just opportunities but significant regulatory responsibilities. With the introduction of FinCEN's AML Rule, 2025 is a pivotal year to fortify compliance frameworks and ensure readiness for the forthcoming regulations.

M-Files, a global leader in information management solutions, was founded two decades ago to help knowledge workers operate smarter. The company aims to simplify document organisation by focusing on content rather than location, delivering enhanced productivity and compliance for its 5,000 customers across over 100 countries. It recently outlined how its approach to information management is transforming the market. 

Quantifind, a leading provider of risk intelligence solutions for financial crime compliance, made significant advancements in 2024 to empower organisations with cutting-edge investigative tools. Known for its innovative approach, Quantifind specialises in leveraging machine learning and data science to enhance KYC and AML efforts, helping financial institutions detect and mitigate risks effectively.

Following the US SEC implementation of stringent cybersecurity disclosure regulations in 2023, there has been a marked increase in the reporting of cybersecurity incidents by publicly listed companies.

The CISA has issued Binding Operational Directive (BOD) 25-01, focusing on the implementation of secure practices within cloud services. This directive is a response...

In the world of global transactions, compliance is more than just a regulatory necessity; it's essential for maintaining trust and security. According to AIPrise, navigating...

Apple has agreed to a substantial $95m settlement in a class-action lawsuit alleging that its Siri virtual assistant was used to covertly listen in on users' conversations.