Ensuring financial security: How firms comply with the OFAC SDN list
A recent post by Alessa has detailed what the Office of Foreign Assets Control Specially Designated Nationals and Blocked Persons List is.
How financial institutions can safeguard integrity with the three-step risk-based method
In a recent post by Fenergo, the company outlined how FI's are able to safeguard integrity with a three-step risk-based method.
Deutsche Bank’s DWS faces $25m penalty for AML, ESG failures
DWS Investment Management Americas has been charged by the SEC in two separate enforcement actions, leading to a settlement of $25m.
What are CFPB’s reforms to redefine consumer data handling?
The CFPB has unveiled ambitious amendments to the FCRA that would redefine the rules for data brokers, furnishers, and end users.
The layered approach to compliance culture in a constantly evolving ecosystem
The intricate connection between corporate culture and compliance holds significant value in today's businesses. Every decision made by employees can potentially impact compliance.
Kreda chooses Amlyze for state-of-the-art compliance software
Amlyze, a firm known for its anti-financial crime tools, has recently been chosen by Kreda, a major united central credit union in Lithuania.
Microsoft partners with Greenomy for advanced RegTech solutions
Greenomy is setting a new precedent by partnering with Microsoft to offer ESG Data and RegTech solutions to both corporates and financial services institutions.
FCA outlines ambitious plans to elevate diversity in financial sector
The Financial Conduct Authority (FCA) is taking substantial steps to enhance diversity within the financial services sector.
EPI announces wero as its breakthrough digital wallet solution
The EPI, a bank-backed venture established to counter giants like Mastercard in Europe, named its digital wallet solution as 'wero'.
Goldman Sachs settles $6m SEC penalty for incomplete blue sheet submissions
Goldman Sachs & Co. has settled charges with the Securities and Exchange Commission (SEC) for neglecting to supply comprehensive and precise securities trading details, otherwise known as blue sheet data. The prominent financial institution has consented to a penalty of $6m to conclude the SEC's allegations.
