Why US’ sanctions on Russia are a compliance challenge for all
Since the onset of the Ukraine-Russia war, one of the biggest sanction-imposing nations has been the US. While comprehensive, this has become a huge compliance task for all.
InvestHK links with HKMA to launch CBDC track to Global Fast Track program
InvestHK and the HKMA have jointly announced the addition of the central bank digital currency track to the Global Fast Track 2022.
Indonesia-based document manager Momofin closes funding
Indonesia-based Momofin, which offers document and contract lifecycle management, has raised an undisclosed amount in funding.
FCA issues warning to alternative investment bosses
The FCA has written an open letter to CEOs of alternative investments companies to set out a strategy for dealing with alternative assets.
Morgan Stanley to shell out $200m to resolve record-keeping probe
Morgan Stanley has agreed to pay $200m to US regulators SEC and CFTC to resolve investigations into its record-keeping practices, according to Reuters.
5 elements that make an effective compliance program
With regulations continuously changing, there are always new challenges to overcome. To help firms stay on top, Diligent has outlined the five elements that make an effective compliance program.
How to build the business case for cybersecurity management
Ensuring your company has a strong cybersecurity posture in the order of the day in the modern world. How can you make a business case for investing in this technology?
RBI stiffens digital lending norms to prevent excessive rates
The Reserve Bank of India (RBI) has tightened norms for digital lending to prevent the charging on excessive rates and also check unethical loan recovery practices.
FTC to consider new privacy rules to protect consumers’ data from threat actors
The Federal Trade Commission (FTC) will consider new rules to crack down on commercial surveillance practices that put Americans’ at risk from threat actors.
The role of man and machine in transaction reporting
When it comes to create and submitting complete and accurate reports under a slew of regulations, companies cannot simply rely on man or machine separately – they are both needed, claims ACA.
