AI could turn tax compliance into a continuous process
Tax compliance has traditionally relied heavily on people to manage documentation, withholding and reporting obligations. But as financial institutions face increasingly complex tax rules...
Why continuous KYC is not enough for modern compliance teams
Financial institutions have spent decades building compliance programmes around a simple assumption: risk can be evaluated on a schedule.
According to Saifr, that approach once...
Comply taps industry veteran to power global growth push
Comply, a leading provider of AI-powered compliance technology and consulting for the financial services industry, has appointed Elizabeth Clor as its new chief marketing...
Why disconnected GRC leaves boards exposed to regulators
Governance, risk and compliance, better known as GRC, are three disciplines that have traditionally operated in isolation, despite serving the same underlying objective. Increasingly,...
Why Theta Lake believes your firm needs a Microsoft Certified Teams Compliance Recorder
Microsoft Teams has become the backbone of communication for financial services firms worldwide. Millions of regulated conversations including client calls, advisory meetings, deal negotiations,...
Inside the architecture of automated decisioning
Automated decisioning is the use of predefined rules, data integrations and scoring models to evaluate an application, transaction or identity check, returning an approve,...
CRS 2.0 is changing what it means for fund administrators to be ready
The introduction of CRS 2.0 is changing more than the amount of information fund administrators need to report. It is also changing what clients...
Bet365 forced into legal AML overhaul by AUSTRAC
Bet365 has entered a legally binding, court-enforceable undertaking with the Australian Transaction Reports and Analysis Centre (AUSTRAC), after the regulator identified serious weaknesses in...
How regulatory blind spots are building the next crash
The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place. Regulators across several jurisdictions were...
U.S. Bank turns to Fenergo to modernise fund onboarding
Fenergo has confirmed that U.S. Bank Investment Services has launched its Fen-X platform to strengthen onboarding for alternative investment clients and the investors who...
