Why compliance approval and supervision aren’t the same
Content approval can establish whether an advert or communication meets a firm's compliance requirements before distribution. But once advisers begin reusing, adapting or discussing...
Identomat revamps identity verification to reduce onboarding friction
Identomat, an identity verification platform provider, has released a major update to its identity verification infrastructure, targeting digital onboarding friction while maintaining the identity...
Vixio data shows AI hasn’t earned compliance trust
Vixio has published a new report examining how far compliance functions are actually willing to trust artificial intelligence with regulatory judgement calls.
The study, titled...
AI agents target alert backlogs in financial crime compliance
AI agents have moved from conference buzzword to boardroom priority, but for financial crime compliance (FCC) leaders, turning interest into measurable results remains a...
Duna’s three-year bet on AI-native compliance pays off
Y Combinator's naming of AI-native compliance infrastructure as a Fall 2026 request for startups has put a label on a shift that has been...
EU AI Act timeline shifts, but RegTech duties march on
The European Union's Digital Omnibus on AI has amended the AI Act, but the headline "delay" is narrower than many firms assume.
According to AscentAI,...
Using AI communications and interactions governance to unblock AI-assisted productivity and ROI in regulated...
In the inaugural session of Theta Lake's Financial Services AI Governance Series, industry leaders gathered to explore how regulated organizations can use AI communications...
Why AI in KYC targets busywork, not judgement
KYC and AML compliance work absorbs enormous analyst time, yet most of that time isn't spent on genuine judgment calls. It's spent wrangling documents,...
Navigating the new standards for AI trust in security and compliance
For many years, the customer due diligence playbook in financial services was predictable. Procurement teams asked for SOC 2 Type II and a PCI...
How regulatory blind spots are building the next crash
The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place. Regulators across several jurisdictions were...
