AI compliance failures could cost firms more than fines
Artificial intelligence is transforming how organisations operate, take decisions and engage with customers. Yet the productivity dividend arrives hand in hand with serious obligations,...
Why FinScan’s LSEG validation raises the bar for AML screening
FinScan has been declared go-to-market ready by LSEG Risk Intelligence after passing the technology validation process for its connection to LSEG World-Check On Demand.
The...
Greenwich Dealing taps eflow and xyt as scrutiny mounts
Greenwich Dealing, the Geneva-headquartered outsourced dealing specialist serving buy-side institutions, has chosen regulatory technology from eflow and xyt to sharpen its supervision of execution...
The hidden cost of complacency in financial crime risk
Financial crime failures rarely stem from dramatic collapses or obvious negligence. More often, they build slowly, through countless minor decisions, missed signals and assumptions...
Why culture alone won’t save firms from new FCA NFM rules
From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging nearly 38,000...
$931m in Q2 fines shows escalation, not detection, is failing
Global enforcement penalties in the second quarter of 2026 reached their highest level in four quarters, according to a new analysis of regulatory activity...
PEP screening best practices every compliance team needs
A politically exposed persons (PEP) check ranks among the most consequential elements of any AML compliance programme. Institutions that get it right identify elevated...
Why Marshmallow is betting on AI for FinProms compliance
Marshmallow has partnered with compliance technology provider Adclear to strengthen oversight of its financial promotions, as insurers face growing regulatory scrutiny under the FCA's...
The AI insider problem facing compliance teams
The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...
What are the biggest barriers to third-party RegTech adoption?
Despite the booming growth of the RegTech sector in recent years, barriers still remain, particularly in the area of third-party adoption.
A key question...
