RelyComply and PPS partner to streamline compliance
RelyComply and PPS have announced a partnership to support more efficient onboarding and compliance processes.
PPS helps professionals across South Africa access tailored insurance, medical...
Who owns decisions in the automated compliance era?
Automation was meant to make compliance cleaner, with faster decisions, consistent outcomes, and fewer human errors, but it has made ownership far less clear....
Top banking remediation efficiency tools to reduce cost, risk and regulatory pressure
Keeping customer data current is a key compliance requirement. Recent enforcement actions from the FCA, FinCEN and other regulators globally have made clear that...
How automated regulatory intelligence cuts compliance costs
For compliance professionals working in payments, financial services or gambling, keeping pace with regulatory change is one of the most resource-intensive challenges of the...
How Theta Lake tackles regulatory reconciliation
Regulatory compliance in financial services hinges on one non-negotiable principle: the completeness and accuracy of records.
Across global markets, a dense framework of rules...
How FINRA’s updated gifts rule reshapes compliance in 2026
The US Securities and Exchange Commission (SEC) approved amendments to FINRA's Rule 3220 in February 2026, raising the annual gift limit from $100 to...
How DORA fines could impact financial institutions
DORA has introduced a unified framework for digital operational resilience across the EU, but enforcement remains far from uniform.
According to Copla, while the regulation...
The state of regulatory change management
Compliance change management is a major challenge for financial institutions as they attempt to analyse hundreds of new regulations and updates every year. Alison...
How firms can manage compliance in AI-driven chat platforms
The rise of AI-enabled chat within unified communications and collaboration platforms has transformed how organisations communicate internally and with customers. While these tools provide...
Aligning the three lines of defence in financial crime risk
In many regulated organisations, the relationship between the three lines of defence—the business, risk and compliance, and internal audit—can become strained due to differing...
