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Compliance Management

brokerage

The hidden cost of ignoring brokerage infrastructure

For years, the brokerage industry poured resources into where returns were most visible: the front end. Trading platforms became the competitive arena of choice...
compliance

Key compliance priorities for investment managers in 2026

The compliance landscape for investment managers is shifting faster than it has in years. At ACA Group's recent spring media roundtable, the firm's experts...
fraud

City of London calls on tech firms to fight fraud

The City of London Corporation is inviting technology companies to contribute to the development of a digital verification framework designed to combat financial fraud...
AML

How to fix AML over-classification in your firm

How many of your high-risk clients are actually high risk? It is a deceptively straightforward question, but one that strikes at the heart of...
StarCompliance

StarCompliance launches explainable AI compliance tool

StarCompliance, a RegTech firm specialising in employee and firm compliance technology, has unveiled StarAssist, an AI-powered capability designed to embed explainable, auditable intelligence directly...

How banks can decode crypto compliance risks

Banks no longer have the luxury of treating crypto as someone else's problem. Whether or not they actively offer digital asset services, growing numbers...
Herd

Herd Security lands $3m to modernise cyber training

Herd Security, an agentic AI platform designed for continuous security training and simulation, has closed a $3m funding round backed by strategic investor Aspiron...
AI

How Theta Lake’s AI hears what compliance tools miss

Theta Lake has been awarded a United States patent for a framework designed to tackle one of the most persistent problems in communications compliance:...
news

The news monitoring gap costing investment teams

Most investment and risk teams do not have an information problem. They have a timing and structure problem — and it is costing them...
DORA

How DORA redefines ICT exit planning for financial firms

Most financial institutions believe their exit obligations under DORA are satisfied the moment a contract contains termination rights and a notice period. According to Copla,...

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