AI could turn tax compliance into a continuous process
Tax compliance has traditionally relied heavily on people to manage documentation, withholding and reporting obligations. But as financial institutions face increasingly complex tax rules...
Comply taps industry veteran to power global growth push
Comply, a leading provider of AI-powered compliance technology and consulting for the financial services industry, has appointed Elizabeth Clor as its new chief marketing...
Why disconnected GRC leaves boards exposed to regulators
Governance, risk and compliance, better known as GRC, are three disciplines that have traditionally operated in isolation, despite serving the same underlying objective. Increasingly,...
Inside the architecture of automated decisioning
Automated decisioning is the use of predefined rules, data integrations and scoring models to evaluate an application, transaction or identity check, returning an approve,...
CRS 2.0 is changing what it means for fund administrators to be ready
The introduction of CRS 2.0 is changing more than the amount of information fund administrators need to report. It is also changing what clients...
How regulatory blind spots are building the next crash
The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place. Regulators across several jurisdictions were...
FCA widens Scale-Up Unit to five solely regulated firms
The Financial Conduct Authority has widened access to its Scale-Up Unit, admitting five businesses regulated solely by the FCA for the first time as...
Vendor risk software: the compliance gap procurement tools can’t fill
Vendor management software and vendor risk management software are often bundled together in FinTech and RegTech conversations, but they solve fundamentally different problems.
According to...
Why risk management’s biggest risk is fear itself
Financial services firms have invested heavily in risk technology, compliance systems and regulatory controls. Yet sophisticated technology can only go so far if the...
Why one screening check leaves compliance teams exposed
Compliance teams often treat sanctions screening, PEP screening and adverse media screening as interchangeable checkboxes. They are not.
Each targets a different category of risk,...
