FCA admits embarrassing “mistake” that saw it reveal confidential information of 1,600 consumers
The British financial watchdog that fines businesses for failing to keep their own customers’ data safe has accidentally revealed 1,600 consumers data.
Agora Innovation collects seven-digit pre-Series A
Agora Innovation, a blockchain-based investment and issuing platform for digital assets, has collected a seven-digit pre-Series A round.
Meniga receives license from Financial Conduct Authority
Meniga, which helps consumers improve their financial lives, has successfully registered as an Account Information Service Provider by the UK’s Financial Conduct Authority (FCA).
RegTech unicorn OneTrust doubles its valuation within a year
Data compliance developer OneTrust has more than doubled its valuation in a year to $2.7bn, after it closed a new $210m Series B.
Will the US remain the RegTech top dog as new hotbeds are on the...
Federal deregulation and increased international competition are all factors that could push US RegTech down from the throne. Or are they?
ESMA warns that Brexit and the US-China trade war are still causing a lot...
Massive geopolitical events continue to stir up a lot of financial market volatility, according to the EU’s leading financial markets watchdog.
Theta Lake’s new video explains how it works with Red Box to ensure compliance...
The EU has slammed financial firms with a heavy regulatory burden to manage their calls better. That is where Theta Lake’s latest collaboration can help.
CFTC charges foreign exchange firm with fraud in a bitcoin-linked Ponzi scheme
A foreign exchange firm used its investors’ money for personal expenses such as buying a BMW, according to charges brought out against it by the Commodity Futures Trading Commission (CFTC).
FINRA lists MirrorWeb on its compliance vendor directory
MirrorWeb, a web archiving and monitoring solution, has been listed in the Financial Industry Regulatory Authority (FINRA) Compliance Vendor Directory (CVD).
ESMA has offered clarification about MiFID II
The European Securities and Markets Authority (ESMA) has clarified how investors should be protected under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).
