Home RegTech Compliance Management

Compliance Management

SEC votes to simplify financial disclosure requirements

A top financial markets watchdog has voted to adopt amendments that will modernise, simplify and enhance certain financial disclosure requirements in Regulation S-K.

Muinmos welcomes ESMA’s new powers

Last week the EU's securities market regulator announced that it had begun to use its convergence powers, which has now been welcomed by RegTech Muinmos.

Lanistar not authorised to operate in the UK – City watchdog warns

Influencer and Mastercard-backed FinTech Lanistar is not allowed to operate in the UK, the Financial Conduct Authority has warned.

RepRisk teams up with Apex to better gauge ESG risks

ESG data science firm RepRisk has inked a partnership with the Apex Group, a global financial services provider.

BearingPoint RegTech launches new solution to reduce complexity for banks

BearingPoint RegTech has launched an outsourcing solution for regulatory reporting that will diminish the cost of compliance for institutions.

VERMEG launches new solution to help traders comply with new regulations

InsurTech and banking company VERMEG has launched Colline.Cloud aimed at aiding smaller buy and sell-side firms just as trade regulations are about to get tighter.

FCA starts proceedings against individuals behind an alleged “unrealistic” care home investment scheme

The Financial Conduct Authority (FCA) has commenced legal proceedings against the men behind an alleged "unrealistic" and "unauthorised" care home investment scheme.

Compliance.ai closes its Series A round on $3m as it eyes international growth

US-based Compliance.ai has closed its Series A funding round on $3m, which will enable the company to expand into international jurisdictions.

Trustly taps Napier to help with compliance

Swedish FinTech Trustly is experiencing a growth spurt, having recently picked up a cash injection from BlackRock and expanding to Australia and Canada. It has now tapped Napier to ensure it can maintain the growth in a compliant way.

What will Brexit mean for UK FinTech and RegTech?

The UK is home to one of the world's most thriving FinTech and RegTech communities, but Brexit has raised concerns about whether the future of the ecosystem is at risk.

50,000+ RegTech leaders get exclusive industry stories delivered every week