SEC fines NYSE $9m over major trading glitch
The SEC has imposed a $9m civil penalty on the New York Stock Exchange (NYSE) after a technical failure disrupted the opening auctions of...
Backup withholding: what it is and how to manage it
For organisations looking to strengthen their tax compliance programmes, backup withholding remains one of the more persistent operational headaches. When left unmanaged, it can...
Why financial crime risk assessments matter for governance
Financial crime risk assessments sit at the centre of a financial institution’s internal integrity, yet they remain one of the least understood components of...
How AML strategies differ for SMEs and enterprises
AML compliance is a critical requirement across the financial services sector, but the way organisations implement these controls often differs significantly depending on their...
From fragmented processes to end-to-end compliance
Compliance management has traditionally been a fragmented and complex process for organisations operating in regulated industries. For many years, businesses have relied on a...
The ultimate guide to AI governance for modern enterprises
AI has moved from experimental technology to a core component of enterprise decision-making. As AI systems increasingly influence automation, customer engagement, financial analysis and...
Cybersecurity GRC platform IntelliGRC raises $3.5m seed
IntelliGRC, a GRC platform designed for MSPs and MSSPs, has announced the completion of a $3.5m seed funding round aimed at accelerating the development...
DBS Hong Kong, Know Your Customer enhance SME digital onboarding
DBS Bank (Hong Kong) has partnered with Know Your Customer, a RegTech firm specialising in automated business verification and corporate KYC solutions.
The collaboration aims...
ISO 20022 and AML compliance in the instant payments era
The rapid global expansion of instant payments is pushing financial institutions to rethink how they manage compliance and financial crime prevention.
According to RelyComply, as...
69% of firms warn AI will drive compliance risks in 2026
A new global report from eflow has found that financial institutions are increasingly concerned about the compliance risks associated with the rapid adoption of...