Compliance teams face rising risk as regulation surges
Most compliance teams already have a regulatory change management (RCM) process. The problem is that many of those processes are quietly failing, showing up...
Regulators’ own AI models escape scrutiny, for now
AI is reshaping the financial sector at pace, approving loans, drafting disclosures and flagging suspicious transactions inside regulated firms, while the rules meant to...
Reg S-P puts marketing teams’ AI workflows in the firing line
Regulation S-P has long been filed away as a matter for privacy officers, cybersecurity leads and legal counsel. That framing is now dangerously out...
The $304bn compliance bill hiding a growth leak
Compliance has quietly become a tax on growth for banks and FinTechs. Around $304bn is spent globally every year on anti-money laundering (AML) and...
Why AI agents need questions, not instructions
Professional services firms adopting AI agents may be approaching the technology with the wrong mindset, according to TAINA Technology’s Rich Kent, who argues that...
Private fund managers face SEC scrutiny on AI and retail
Private fund managers are facing a regulatory landscape that is shifting on multiple fronts at once, as the SEC sharpens its focus on AI...
Why RegTech beats DIY in financial crime risk battles
For most money laundering reporting officers, the hardest part of adopting a specialised financial crime risk assessment platform is not identifying the need, it...
Why FinTech bank charters could be a regulatory gamble
FinTechs are pursuing bank charters at unprecedented rates, but the path to independence is leading them straight into an increasingly turbulent regulatory environment.
According to...
Are RegTech investment priorities beginning to diverge?
For much of the past decade, RegTech investment has followed a familiar trajectory, flowing towards technologies that help financial institutions keep pace with an...
HACA Partners taps Muinmos as manual AML checks hit limits
Luxembourg audit and consulting firm HACA Partners, which serves a global client base of more than 500 businesses, has chosen RegTech provider Muinmos to...
