Wells Fargo ordered to implement compliance risk management program
The Office of the Comptroller of the Currency (OCC) has ordered Wells Fargo Bank to develop and implement an effective enterprise-wide compliance risk management program.
Right to erasure and data protection are biggest GDPR challenges
The right to erasure and data protection requirements are the greatest GDPR compliance challenges according to a new survey.
RegTech 100 company ClauseMatch lands $5m
RegTech 100 company ClauseMatch has raised $5m to help automate the entire regulatory lifecycle.
Companies are behind on GDPR compliance according to survey
Many companies are behind schedule to achieve Global Data Protection Regulation (GDPR) compliance according to a recent survey.
PayGroup aims aims to raise at least $5.5m in its IPO
Multi-currency payroll and human resources company PayGroup is looking to raise between $5.5m and $8.5m in its IPO.
Mosaic Smart Data to apply space tech to financial markets
Mosaic Smart Data and ESA Business Applications is looking to apply its machine-learning models used in Space Systems to financial markets.
Fort Ross launches $200m fund to bring US startups to Russia
Fort Ross Ventures, a venture capital firm looking to more U.S. startups to Russia, has raised a $200m fund.
Reg-Room provides content to BWise’s new regulatory solution
Reg-Room is set to provide regulatory content to Nasdaq BWise’s new Regulatory Change Management Solution.
RackTop to bring data storage and security solutions to UK
Ethos has partnered with RackTop Systems, a provider of high-performance Software-Defined Storage embedded with advanced security, encryption and compliance.
TradingScreen integrates BondCliQ’s data and visualisation
TradingScreen has partnered with BondCliQ to help fixed income clients fulfil current and future regulatory mandates for best selection and execution.
The company said it...
