Comply Exchange stacks SOC 2 on ISO 27001 credentials
Comply Exchange, a specialist in tax compliance, withholding and IRS form management solutions, has announced it has achieved SOC 2 compliance, a credential the...
CBI review exposes gaps in MiFID compliance functions
Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...
How South Africa’s Twin Peaks reform raises the stakes
South Africa haemorrhages an estimated R100bn every year to financial crime, yet the very institutions charged with stopping it continue to work in isolation....
Why AML fines are exposing the point solution problem
Regulated businesses are under mounting pressure to prove that AML compliance is continuous, evidenced and proportionate to risk. Regulators around the world, including the...
Santander compliance chief joins ThetaRay amid AML shift
ThetaRay has named Luis Pinedo as its chief strategic customers officer, a hire aimed at embedding tier-one banking expertise into its platform as regulators...
Corlytics expands team to tackle non-financial risk
Corlytics, a firm specialising in regulatory intelligence and the management of non-financial risk, has strengthened its senior team with two new appointments as it...
Why the tax compliance ‘shoulder season’ is dead
For years, financial institutions approached tax compliance as a seasonal exercise, according to a report from RegTech firm TAINA Technology.
Filing peaks were followed by...
Why compliance that can’t scale puts growth at risk
How do you build a compliance function that can keep pace with a business that refuses to stand still? That question sat at the...
AutoRek ARIA upgrade targets reconciliation at scale
AutoRek, the regulatory-grade financial controls and reconciliation software provider, has unveiled a significant upgrade to AutoRek ARIA, its intelligence engine, as appetite for AI-driven...
Why Estonia is five years ahead of the EU’s 2027 AML deadline
Most professionals in financial crime compliance come up through law enforcement, audit or legal backgrounds. Siiri Graabi took a different route entirely, arriving via...