Vendor risk software: the compliance gap procurement tools can’t fill
Vendor management software and vendor risk management software are often bundled together in FinTech and RegTech conversations, but they solve fundamentally different problems.
According to...
Why risk management’s biggest risk is fear itself
Financial services firms have invested heavily in risk technology, compliance systems and regulatory controls. Yet sophisticated technology can only go so far if the...
Why one screening check leaves compliance teams exposed
Compliance teams often treat sanctions screening, PEP screening and adverse media screening as interchangeable checkboxes. They are not.
Each targets a different category of risk,...
FinTech firms face a reckoning over fragmented risk scoring
Banks have long treated fraud and money laundering as separate disciplines, even though the same customer, account or transaction can carry signals relevant to...
From guardrails and observability to investigation and remediation – understanding AI communications governance
As financial services firms race to harness artificial intelligence, security, compliance, legal, and IT teams face a delicate balancing act: enabling high-value AI capabilities...
Why fragmented tax data is becoming a RegTech risk
Tax teams are facing a growing data governance challenge as information used for regulatory reporting and compliance becomes spread across increasingly complex technology environments.
TAINA...
Source of funds is now UK regulators’ top priority
Source of funds compliance has long been treated as a routine step within the broader anti-money laundering (AML) process, an operational box to tick...
Fraud tops FATF agenda as $500bn losses mount
Giles Thomson, the new president of the Financial Action Task Force (FATF), has unveiled a multi-year roadmap to confront what he described as a...
FinregE’s new RegTech model cuts through compliance noise
FinregE, the end-to-end regulatory operating system, a specialist in regulatory horizon scanning and compliance automation, has launched a new RegTech framework designed to help...
Behavox bets big on Milan for Europe growth
Behavox, the AI-native controls platform for global banks, asset managers, hedge funds, and commodity firms, has opened a new office in Milan, marking a...
