Home RegTech Compliance Management

Compliance Management

ASG Technologies bolsters offering for GDPR compliance

ASG Technologies, a provider of proven solutions for information access, management and control, has enhanced its capabilities to help with GDPR compliance.

Partners Group picks IHS Markit’s thinkFolio for compliance

Partners Group, the €62bn global private markets investment manager, has selected IHS Markit’s thinkFolio as its cross-asset order management and portfolio modelling system.

CLS Group launches end-of-day report for MiFID II compliance

CLS Group, a data solutions provider has launched a new reporting product for foreign exchange (FX) matched instructions that supports MiFID II reporting requirements.

FeedStock, IHS Markit to deliver MiFID II investment research analytics

FeedStock has partnered with IHS Markit to deliver integrated MiFID II investment research analytics, evaluation, payments and inducement management solutions.

Chetwood Bank & Go Car Credit pick Arctick’s GRC solution

Styles&Wood has landed contracts to deploy its Arctick governance risk and compliance (GRC) solution to support two financial services firms.

AIMCo picks FactSet to manage investment risk

Alberta Investment Management Corporation (AIMCo) has selected FactSet as its investment risk management solution.

EU Banking Authority weighs in on FinTech regulation

The European Banking Authority is looking into how the FinTech sector is regulated but has urged caution in bringing cryptocurrencies under the ‘full scope of regulation’.

European Commission looks to regulate crowdfunding

The European Commission has unveiled an Action Plan on how to harness the opportunities presented by FinTech, which includes creating regulation for crowdfunding.

Dutch bank picks Wolters Kluwer and SAS for compliance

ABN AMRO, the third largest bank in the Netherlands, has chosen Wolters Kluwer and SAS to meet regulatory compliance.

Global Merces to automate managed fund applications with FUND.ID

Asset manager and funds services provider Global Merces has launched a new RegTech solution to automate the online processing of managed fund applications.

50,000+ RegTech leaders get exclusive industry stories delivered every week