Regulation S-P deadline exposes gaps in manager compliance
US investment managers are discovering that 2026's regulatory landscape offers no shortcuts, even as the SEC signals a more targeted approach to enforcement. The...
Cybersecurity and AI reshape payroll strategy, ADP finds
ADP, a global leader in payroll and HR solutions, has published new research showing that payroll functions worldwide are grappling with rising cybersecurity threats,...
Financial firms face AI scrutiny without new rules
Financial firms are making major decisions about artificial intelligence before regulators have established a dedicated rulebook for the technology. But the absence of AI-specific...
MVB Bank targets compliance capacity with Bretton AI
MVB Bank is turning to AI-native managed services to increase its compliance capacity as its FinTech business expands, selecting Bretton AI to handle AML...
Could better AI prompts transform tax due diligence?
Artificial intelligence is rapidly becoming a core component of tax due diligence, helping professionals review transaction data, assess tax positions, identify risks and accelerate...
How “working” controls quietly stop working
Corlytics' latest Global Enforcement Report reveals an uncomfortable pattern: most organisations hit with enforcement action were not short of controls. They had policies, monitoring...
Comply, Kalshi tie-up tackles prediction trading risk
Comply has partnered with Kalshi, the largest prediction market operator globally, to integrate Kalshi's contract trade data into the Comply Platform.
The tie-up will let...
Beyond AI adoption: building the skills to manage AI agents
AI agents are becoming increasingly capable of supporting tax due diligence, with the ability to review documents, summarise information, identify anomalies and draft reports....
Prediction markets expose new compliance blind spots
Prediction markets have rapidly become one of financial services' most discussed developments, opening new avenues for participation while introducing fresh compliance and conduct risks.
As...
Hong Kong welcomes new rules deepening mainland ties
The Hong Kong Special Administrative Region (HKSAR) Government, the territory's ruling authority overseeing financial and economic policy, has welcomed a fresh package of measures...
