How firms can navigate transaction monitoring during a recession
During a recession, it is common for everything to get harder. For compliance teams, facing lower resources with increased crime is tough.
SEC slaps Goldman Sachs Asset Management with $4m fine
The Securities and Exchange Commission (SEC) has charged Goldman Sachs Asset Management for false advertisement of funds and account strategies.
Facctum launches open access version of its flagship tool
Facctum is a RiskTech company specialising in cloud-delivered anti-financial crime technology and has launched an open access search version of its flagship product.
FCA forms group to develop ESG Code of Conduct
The Financial Conduct Authority (FCA) has formed a group to develop a Code of Conduct for ESG data and ratings providers.
FCA urged to better regulate philanthropy advice
The Law Family Commission on Civil Society has called for the UK’s Financial Conduct Authority (FCA) to make philanthropy advice training mandatory for financial advisors.
EBA publishes final guidelines on remote customer onboarding
The European Banking Authority (EBA) has published its final guidelines on the usage of remote customer onboarding solutions.
UK and Singapore sign FinTech-focused MoU
The UK and Singapore have signed a Memorandum of Understanding focused on strengthening FinTech trade and cooperation between the two nations.
How companies can formulate the best ESG strategy
In a time where ESG is on the rise, many companies are still plagued by the lack of concrete ESG-focused regulation in their sectors.
Holm Security snares $4m from funding raise
Sweden-based vulnerability management firm Holm Security has landed €4m from a recent funding round led by Subvenio Invest.
Eventus explores if pre-hedging is market manipulation
ESMA’s recent MAR Review acknowledged there were varying views on pre-hedging. Eventus has explored whether pre-hedging counts as market manipulation.
