Tag: asset management

Asset management firms face increasing scrutiny when it comes to complying with global sanctions regulations. Failing to meet these obligations can result in severe...

Shareholding disclosure rules remain a cornerstone for market transparency across global jurisdictions, requiring investors to report holdings when they hit specific thresholds tied to voting rights, share capital or the total outstanding shares in a class. However, keeping pace with regulatory shifts impacting disclosure data and reporting processes has become increasingly challenging for financial institutions.

As regulatory scrutiny in the asset management sector intensifies, Zeidler Group is stepping up with an AI-powered solution that promises to transform compliance.

The European Securities and Markets Authority (ESMA) recently revealed that ESG-related fund names have a measurable influence on investor behaviour. According to its latest research,...

Zeidler Group, a legal and compliance specialist serving the global investment funds industry, has extended its AI-powered Marketing Material Review Tool (MMR-Tool) to include full regulatory support for Singapore.

The European Commission has launched a new call for evidence as part of its review of the SFDR, aiming to streamline and clarify the...

With Regulation (EU) 2019/2088 on sustainability‐related disclosures in the financial services sector (SFDR) now firmly embedded in industry practices, asset managers are once again...

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has released its annual risk assessment focused on leveraged alternative investment funds (AIFs), alongside its first analysis of risks linked to UCITS funds using the absolute Value-at-Risk (VaR) approach.

6 Monks (6M) has partnered with Zeidler Group to leverage its Swiss Representative Service, streamlining the distribution of its first Luxembourg Reserved Alternative Investment Fund (RAIF) in Switzerland.

At the end of 2024, the AMF Position-Recommendation DOC-2020-03, commonly known as the AMF Doctrine, was amended to bring it in line with the European Securities and Markets Authority’s (ESMA) guidelines on fund naming.