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Shield appoints former HSBC executive to strengthen AI-driven surveillance strategy
RegTech company Shield has brought former HSBC executive Michelle Clark on board as global communications surveillance expert, adding senior banking expertise as financial institutions...
Teams Phone recording gaps put MiFID II compliance at risk
Regulated firms can record Teams Phone calls in a way that satisfies MiFID II and FCA recordkeeping rules, but only through a certified compliance...
Why banks still can’t tell who surveillance is watching
When a regulator comes knocking, the request is never neatly sorted by communication channel. It names an individual, sets a date range and asks...
LeapXpert secured the top US RegTech deal as funding in the...
Key US RegTech investment stats in H1 2026:
US RegTech funding dropped 28% YoY in H1
New York companies secured seven of the top...
Data gaps, not budget, are stalling bank AI plans
There is a wide gap between what banks say they want from surveillance technology and what they have actually managed to deploy.
According to 1LoD's...
US firms led World Cup RegTech activity accounting for 55% of...
Key World Cup RegTech stats since 2023:
From the pitch to compliance: World Cup special on global RegTech
Global RegTech deal activity among World...
Why buy-side compliance can no longer scale on headcount
For chief compliance officers, chief operating officers and CTOs at buy-side firms, the question confronting compliance functions has moved beyond simply keeping up with...
What the EU AI Act means for your recording estate
If you work in surveillance, records or risk at a financial services firm operating in or adjacent to the EU, you have probably spent...
How Theta Lake’s AI hears what compliance tools miss
Theta Lake has been awarded a United States patent for a framework designed to tackle one of the most persistent problems in communications compliance:...
How firms can manage compliance in AI-driven chat platforms
The rise of AI-enabled chat within unified communications and collaboration platforms has transformed how organisations communicate internally and with customers. While these tools provide...
