Tag: compliance software

Ask a compliance officer how their programme is performing and you will often receive a carefully qualified answer. Ask them what "great" actually looks...

Financial services firms are under increasing pressure to keep pace with a regulatory environment that never stands still. Updates arrive from multiple regulators, across...

When a newly registered representative joins a broker-dealer firm, the compliance clock starts ticking immediately. In many organisations, it can take two to three...

For compliance professionals working in payments and financial services, DORA is no longer a looming deadline — it is a live regulatory obligation with...

In the race to deploy artificial intelligence across financial crime compliance, a quieter but equally critical discipline is often overlooked: design. At Quantifind, the...

Financial rules and regulations continue to evolve, placing growing pressure on financial institutions to stay agile and informed in their approach to AML. According to...

heyData, a compliance platform, has closed a $16.5m Series A funding round led by Riverside Acceleration Capital (RAC). According to the company, compliance today is...

Sanctions compliance is no longer the preserve of banks and financial institutions. As global supply chains, digital connectivity, and cross-border commercial ecosystems continue to...

For financial institutions operating in an increasingly complex regulatory environment, protecting customers and transactions has become a core operational priority. As financial crime techniques...

Formalize has secured €30m in Series B funding to accelerate its mission of becoming the continent’s leading GRC platform. The investment round was co-led by...