Tag: compliance solutions

Theta Lake, a multi-award-winning leader in digital communications governance and archiving, has launched a wave of new capabilities across its Risk and Compliance Suite,...

Zeidler Group has introduced a major enhancement to its AI-powered Marketing Material Review Tool (MMR-Tool), broadening its scope to cover advertising materials for securities. The...

Zeidler Group has announced a major upgrade to its Marketing Material Review Tool (MMR-Tool), expanding its regulatory reach to include the United Arab Emirates (UAE).

Key Global RegTech investment stats in Q1 2025: Funding increased by 18% in Q1 2025 YoY Global RegTech funding projected to grow by over...

When criminal organisations generate illegal profits, they must clean or ‘launder’ the money before it can be safely used in the legitimate economy. This is typically done through a carefully structured three-stage process. Understanding these stages is vital for businesses implementing anti-money laundering (AML) strategies, as it can help identify potential criminal activity.

ACA Group, a leading GRC advisor in financial services, has acquired Global Trading Analytics, an independent provider of TCA services, in a move to bolster its regulatory technology capabilities and enhance compliance support for clients.

Saifr has announced its integration with Adobe that aims to redefine compliant content creation within the financial services industry. As part of the Adobe...

Key US RegTech investment stats in 2024: US RegTech funding dropped by 28% YoY in 2024 Californian companies dominated the US RegTech space with...

Knocknoc, a Sydney-based cybersecurity software company, has successfully secured a seed funding round.

As 2025 unfolds, financial institutions face an evolving array of challenges. The recent Executive Perspectives on Top Risks Study conducted by Protiviti and NC State University, which garnered insights from over 1,200 board members and executives, sheds light on the primary concerns encompassing financial crime compliance, AI integration, and increasing regulatory oversight.