Tag: Compliance

A study by LexisNexis Risk Solutions has found 78% of compliance professionals in the UK see increased anti-money laundering (AML) legislation on the horizon due to Brexit.

The European Banking Authority (EBA) has issued the technical standards for colleges of supervisors for investment firm groups.

RegTech100 company Theta Lake has joined Wells Fargo Startup Accelerator to help its innovation and growth efforts.

The UK’s Financial Conduct Authority proposes the introduction of climate-related disclosure rules for the most prominent listed commercial companies in December 2020.

Chainalysis, a blockchain data platform, has closed its Series E round on $100m to bring its valuation to $4.2bn, just months after it was valued at $2bn in its Series D.

The European Securities and Markets Authority (ESMA) has released technical advice to the European Commission on the supervisory fees charged to credit rating agencies (CRAs).

Security and compliance platform Drata has netted $25m in its Series A round, which was led by GGV Capital.

RegTech company Palturai has closed a €4m Series A funding round as the company continues its growth efforts of the past year, which included new offices in Austria and the US.

A study by LexisNexis Risk Solutions has found anti-money laundering (AML) compliance is costing UK financial institutions £28.7bn and will raise to £30bn by 2023.

FinTech Global has launched a new RegTech Professional Certificate to provide essential training to finance professionals and graduates alike looking to enter the financial services industry.