Tag: Compliance

Australian compliance software specialist Castlepoint Systems has completed a $3m Series A funding round led by Main Sequence.

Zeidler Group, a technology-driven law firm, has named former Goldman Sachs managing director Thilo Zeidler as its new CFO and product owner of various data products.

Trade surveillance is reliant on processing masses of data and preparing for the unpredictable. This is a tall order for companies, but technology solutions like AI and machine learning can help transform a company’s approach to make it more manageable.

Eventus Systems, a provider of multi-asset class trade surveillance and market risk solutions, has deployed its solution on OSL Digital Securities’ platform, as part of a new deal.

The European Banking Authority (EBA) updates its Implementing Technical Standards (ITS) with new internal approaches to benchmarking.

Data and analytics software company Quantexa doubled its revenues during fiscal year 2020, with 67% coming from new client wins.

Regulatory processes are constantly changing, whether its new data being requested or updated risk factors and form requirements. Compliance teams need to be able to keep up with the fast paced changes.

Compliance technology provider ThetaRay has launched SONAR, a financial crime prevention solution for cross-border payments.

Collaboration security and compliance company Theta Lake has received compliance recording certification from Microsoft Teams.

Libryo, which helps companies understand the laws in their local jurisdictions, has closed a £1.35m funding round.