Tag: Compliance

Consumer banks such as Revolut and Trade Republic have reset expectations across financial services, making banking so seamless that traditional institutions have struggled to...

Financial services firms have invested heavily in risk technology, compliance systems and regulatory controls. Yet sophisticated technology can only go so far if the...

Compliance teams often treat sanctions screening, PEP screening and adverse media screening as interchangeable checkboxes. They are not. Each targets a different category of risk,...

Cross-border KYC is becoming an infrastructure problem for financial institutions across Southeast Asia, where national identity systems remain fragmented and businesses face different verification...

Source of funds compliance has long been treated as a routine step within the broader anti-money laundering (AML) process, an operational box to tick...

Behavox, the AI-native controls platform for global banks, asset managers, hedge funds, and commodity firms, has opened a new office in Milan, marking a...

Compliance analysts are meant to be investigating risk and stopping fraud, yet much of their day is consumed by chasing documents and verifying paperwork....

Financial institutions have spent years bolting risk, finance and regulatory reporting systems together, but the cracks are starting to show. As regulators demand more...

The FCA has finalised its biggest shake-up of UK MiFIR transaction reporting since Brexit, and firms hoping for a straightforward compliance breather may be...

Compliance professionals keep asking the same question: will digital assets, tokenised securities and prediction markets force regulators to rewrite insider trading law? Increasingly, the...