Tag: Compliance

The compliance landscape for investment managers is shifting faster than it has in years. At ACA Group's recent spring media roundtable, the firm's experts...

Inherent risk assessment sits at the very heart of financial crime risk management. Before any controls are applied, organisations must answer a fundamental question:...

Dun & Bradstreet, a global provider of business data and risk intelligence, has announced a collaboration with Anthropic to embed D&B risk data directly...

If you work in surveillance, records or risk at a financial services firm operating in or adjacent to the EU, you have probably spent...

On 1 September 2026, the Financial Conduct Authority's (FCA) Code of Conduct will formally extend to cover bullying, harassment and discrimination across every FCA-authorised...

A global asset manager turned to Zeidler Group for specialist regulatory guidance after seeking to expand its portfolio into structured debt instruments, a move...

Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...

Zurich General Insurance Malaysia Berhad (ZGIMB) and Zurich General Takaful Malaysia Berhad (ZGTMB), two Malaysian insurance entities operating under the Zurich brand, have been...

Two sweeping pieces of US legislation are forcing financial firms to fundamentally rethink how they approach digital asset compliance, according to analysis from MCO...

Artificial intelligence is reshaping how organisations operate, and with that transformation comes an entirely new category of workplace interaction: AI communications, or "aiComms". According to...