Tag: Compliance

Rothera, the US-based CFTC regulated event contract market, has gone live with the Validus platform from trade surveillance and financial risk specialist Eventus to...

Delaware has proposed a new corporate structure, the artificial intelligence company (AIC), designed to give autonomous AI agents a recognised legal identity, in a...

Sherlocq, a purpose built regulatory intelligence platform, has warned that the widening gap between UK and EU financial regulation is becoming one of the...

Onboarding a new customer might look like routine business, but for compliance officers it has become one of the most scrutinised moments in the...

Deleting a record sounds like the simplest function a compliance platform can offer, yet it has become one of the trickiest to get right. As...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

RegTech firm Theta Lake has set out how its machine learning architecture has evolved to police an increasingly multimodal communications landscape, arguing that genuinely...

Large cash transactions are simple to flag. A string of smaller ones spread across days, branches or accounts is another matter entirely, which is...

AMLA, the EU's anti-money laundering authority, has published finalised standards governing how it will work with national financial supervisors to select and directly oversee...

Hawk, a provider of AI-driven financial crime and compliance solutions, has broadened its global partner program in a move designed to strengthen collaboration across...