Tag: Compliance

The role of the money laundering reporting officer (MLRO) has undergone a profound transformation. Once defined largely by regulatory filings, annual financial crime risk...

Luxembourg-based legal and compliance specialist Zeidler Group has supported the launch of a new open-source fund prospectus template designed to make fund documentation cheaper...

Financial institutions are entering a new phase in the fight against financial crime, where artificial intelligence is no longer just a defensive tool but...

AI is no longer a pilot project in financial services. That was the clear message at the 2026 BAFT International Trade & Payment Conference,...

The compliance scalability crisis is no longer theoretical. Across FinTech, digital banking and broader financial services, exponential data growth is colliding with compliance infrastructures...

Until recently, anti-financial crime convergence was for many in the financial industry a strategic ambition. Today, faster payments, converging crime typologies, and heightened regulatory...

SARs remain one of the most powerful tools in the global fight against financial crime. Without them, AML frameworks would struggle to identify patterns...

Sanctions screening is becoming more complex, not less. Watchlists are updated at speed, geopolitical tensions continue to reshape global risk landscapes, and alert volumes...

AI is increasingly reshaping how financial institutions approach complaints management, turning what was once a reactive process into a strategic, data-driven function. According to 4CRisk.ai,...

The release of the 2026 Annual Regulatory Oversight Report by the Financial Industry Regulatory Authority (FINRA) sets out the regulator’s examination and enforcement priorities...