Tag: Compliance

UBS Financial Services has been ordered by the Commodity Futures Trading Commission (CFTC) to pay $8m over failures to properly oversee its anti-money laundering...

AutoRek, a financial controls and reconciliation automation software company, has acquired London-based AI reconciliation firm Grath, extending its AI capabilities and giving financial institutions...

News monitoring is the practice of tracking published news for mentions of the people, organisations, topics or events a business needs to follow, and...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has finalised new transaction reporting rules that will strip out duplicative requirements and deliver...

Ask a bank how many controls it operates and you will rarely receive a confident answer. Ask how many it actually needs, and which...

Risk Management Solutions Group has entered a strategic partnership with Bretton AI to help financial institutions modernise their risk and compliance operations. The alliance pairs...

As financial institutions drown in communication data, the real battle in RegTech is no longer building AI models, but keeping them accurate, scalable and...

When alert queues grow faster than compliance teams can handle, genuine financial crime risk can vanish into the noise. According to ComplyAdvantage, the root...

The European Union's anti-money laundering regime is undergoing its most significant structural overhaul in decades, and at the heart of it sits the Authority...

The EU's Digital Operational Resilience Act (DORA) has stopped being a purely European concern. Since becoming enforceable on 17 January 2025, the regulation has steadily...