Tag: Compliance

As AI becomes embedded across anti-money laundering (AML) workflows, the RegTech industry faces a defining tension: how to scale automation without eroding accountability. According...

Compliance teams across banks and payment firms are being squeezed from both directions. Boards and executive committees are pushing for rapid AI adoption to slash...

Spain have been crowned world champions, with substitute Ferran Torres striking deep into extra time to settle a final Argentina barely troubled. The holders...

On paper, most institutions' control environments look impressive. Policies are thorough, procedures well documented, systems described as resilient, staff trained and audits scheduled. According...

Rothera, the US-based CFTC regulated event contract market, has gone live with the Validus platform from trade surveillance and financial risk specialist Eventus to...

Delaware has proposed a new corporate structure, the artificial intelligence company (AIC), designed to give autonomous AI agents a recognised legal identity, in a...

Sherlocq, a purpose built regulatory intelligence platform, has warned that the widening gap between UK and EU financial regulation is becoming one of the...

Onboarding a new customer might look like routine business, but for compliance officers it has become one of the most scrutinised moments in the...

Deleting a record sounds like the simplest function a compliance platform can offer, yet it has become one of the trickiest to get right. As...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...