Home Tags Compliance
Tag: Compliance
FICA pressure turns CDD into a make-or-break test
Customer due diligence (CDD) in South Africa has grown from a basic know your customer (KYC) exercise into one of the most demanding parts...
Hidden AI costs are forcing a RegTech partnership rethink
Financial institutions have poured significant sums into technology designed to simplify complex operations. The results have been mixed. In many cases, the real difficulties...
How Greenboard is building the next generation of compliance
Founded in 2023, Greenboard sees itself as the AI-native ‘system of action’ for SEC and FINRA compliance. The company is replacing the fragmented point...
$6.9bn A7 network puts onboarding-only checks at risk
A Financial Times investigation has found that Kremlin-backed FinTech A7 moved more than $6.9bn through the international banking system despite sanctions on Russia.
UK...
Why brokerage feeds can no longer catch insider trading
The alleged insider trading scheme involving two former Robinhood engineers has put a spotlight on a growing weakness in employee compliance programmes. Personal trading...
RegTech and SupTech collide as regulation goes agentic
For years, the regulatory technology world has been neatly divided. RegTech was what regulated firms bought to help them comply, while SupTech was what...
LSEG research exposes the compliance ‘decision gap’
LSEG Risk Intelligence, the risk intelligence business of LSEG, has published global research suggesting that while compliance leaders almost universally trust their screening data,...
Why traffic-light risk ratings may be running out of time
Every major risk category in banking has its own number, except one. Credit risk relies on probability of default (PD) and loss given default...
Why 39% of law firm AML risk assessments fall short
For many law firms, anti-money laundering (AML) compliance has become a routine exercise. The client is identified, sanctions and PEP screening is carried out,...
MVB Bank turns to AI to automate third-party risk management
MVB Bank is using AI to strengthen its third-party risk management (TPRM), selecting Kobalt Labs to automate compliance workflows across its FinTech partner programmes.
The...
