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Why regulators now arrive at inspections already informed
A quiet change is reshaping how regulated firms and their supervisors relate to one another, and many risk and compliance teams have yet to...
Psychological safety is now a financial crime control
When financial institutions fail to stop money laundering, fraud or sanctions evasion, the coverage usually focuses on the penalties, the technology shortfalls and the...
Global AI regulation splits: what compliance teams face
Artificial intelligence is advancing faster than the frameworks built to control it, and a new whitepaper from LexisNexis Regulatory Compliance, titled 'Navigating the challenges...
Mule chains expose blind spots in single-account AML monitoring
For compliance teams, identifying the first account to receive fraud proceeds is only one part of the investigation. Money stolen through scams, account takeovers...
Why post-2008 finance is football’s governance playbook
The Football Governance Act 2025 marks the most significant structural overhaul of English football since 1992. The newly created Independent Football Regulator (IFR) arrives...
Eight compliance rules reshaping financial services in 2026
Financial services remains one of the most tightly regulated sectors in the world, and the challenge for compliance teams goes well beyond the volume...
Teams Phone recording gaps put MiFID II compliance at risk
Regulated firms can record Teams Phone calls in a way that satisfies MiFID II and FCA recordkeeping rules, but only through a certified compliance...
CUBE: why compliance teams cannot wait for 2027
Compliance obligations are spreading well beyond financial services, and according to RegTech firm CUBE, firms that wait for deadlines to force their hand risk...
FCA’s CCI regime ends RIY and reshapes cost disclosure
The cost section is where the UK's new Product Summary departs most sharply from the PRIIPs KID, according to Zeidler. Reduction in Yield (RIY)...
Why the AI opacity myth could cost firms their licence
A growing argument across the tech sector holds that AI opacity is unavoidable, and even useful for protecting intellectual property and competitive edge. According...
