Tag: FCA

The FCA has announced a significant overhaul of the regulatory framework governing investment information, aimed at increasing investor confidence and engagement by simplifying the information provided.

With just four months left until the FCA's Operational Resilience legislation deadline, a study from Parseq reveals that nearly a third of financial institutions are not fully prepared to meet the upcoming requirements.

Corlytics has released its regulatory enforcement data for Q3, showcasing a surge in regulatory actions, record fines, and a stronger emphasis on senior staff conduct.

NatWest Group has taken a firm step in tightening its internal communication protocols by blocking popular messaging services WhatsApp, Facebook Messenger, and Skype on company devices across the UK.

In July 2024, the FCA initiated a crucial dialogue within the financial sector by opening a consultation aimed at refining the treatment of PEPs. 

The FCA has recently published the results of a comprehensive survey, aimed at understanding how regulated wholesale financial services firms handle non-financial misconduct.

In a move to enhance consumer safety, the government has initiated a consultation to bring BNPL companies under the oversight of the FCA.

The Consumer Duty, introduced by the FCA, has notably heightened consumer protection standards within the financial services sector.

The FCA has recently unveiled a comprehensive strategy aimed at enhancing the structure and efficiency of the UK's capital markets.

In an effort to ensure sustained access to cash, the FCA has introduced a set of new regulations aimed at banks and building societies.