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Navigating NTR end-of-life: How to secure compliance and protect call recordings
As financial institutions and regulated firms increasingly depend on call recording for compliance, security, and operational insights, the looming end-of-life (EOL) of Nice Trading Recording (NTR) systems presents a major challenge.
Scaling Consumer Duty success with digital tools and deterministic models
Since its official launch in July 2023, the Financial Conduct Authority’s (FCA) Consumer Duty has become a cornerstone of UK financial services regulation. Designed...
From audit trails to accountability: how traceability transforms compliance
In today’s rapidly shifting regulatory landscape, firms are under mounting pressure to shift from reactive to proactive compliance. The days of treating compliance as...
The deregulation dilemma: Balancing simplification with financial stability
The term "deregulation" is increasingly prevalent among global policymakers, with a common narrative about cutting through the bureaucratic red tape that supposedly stifles competition. Since the 2008 financial crisis, financial institutions have been operating under a dense regulatory framework designed to mitigate risks and uphold financial stability.
Building a future-proof compliance framework in the financial sector
A robust compliance program is fundamental for any firm in the financial sector, serving as the mainstay of its operational integrity. At the heart of a successful compliance strategy lies a profound comprehension of the firm’s business model and the foresight to adapt to any potential shifts in business practices.
How regulatory change is opening new doors for scalable digital investment...
As the investment services industry braces for a wave of regulatory transformation, a new perspective is emerging—one that views compliance not as a cost centre, but as a catalyst for growth.
FCA unveils new 5-year plan to enhance trust and drive economic...
The FCA has launched an ambitious new 5-year strategy aimed at transforming the landscape of financial regulation in the UK.
FCA and PRA halt advancement of proposed diversity rules in financial...
The FCA and the PRA have decided to abandon their proposed plans to introduce new rules aimed at enhancing diversity and inclusion within the financial services sector.
91% of respondents have adopted AI in prioritising transaction monitoring alerts
600 senior compliance leaders from financial services and fintech firms shared insights on AI adoption in financial crime prevention
91% of firms are...
AI in financial crime compliance: Napier AI weighs in on FCA’s...
The Financial Conduct Authority (FCA) has been actively working to promote safe and responsible AI adoption in the UK financial sector. Last year, it published its AI Update to encourage outcomes-focused AI models. To further this initiative, the FCA recently launched its AI Lab, a collaborative platform for firms, stakeholders, and regulators to discuss AI use cases, share insights, and foster innovation while ensuring compliance.