Tag: FCA

The Financial Conduct Authority has widened access to its Scale-Up Unit, admitting five businesses regulated solely by the FCA for the first time as...

The FCA has finalised its biggest shake-up of UK MiFIR transaction reporting since Brexit, and firms hoping for a straightforward compliance breather may be...

Alternative investment fund managers in the UK have a new date to watch: 14 July 2026, when the FCA and HM Treasury signalled that...

Financial regulators across the US, UK and UAE are converging on a single message: existing rules already apply to artificial intelligence, and firms cannot...

A $200m enforcement case in the DIFC did not start with a rogue trader or a fraud scheme. It started with a board that...

Legacy voice recording platforms are quietly becoming one of the biggest hidden liabilities for regulated firms, only surfacing as a problem when a regulator...

The Financial Conduct Authority, the UK's financial services regulator, responsible for overseeing market conduct and firm supervision, has finalised new rules aimed at making...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has taken on five fast-growing companies into its Scale-up Unit, giving them tailored guidance...

The FCA has announced a package of reforms designed to make IPOs simpler and less costly for companies seeking to list in the UK. The...

Electronic Money Institutions (EMIs) built their AML defences one tool at a time, adding a platform for KYC here, a sanctions screening system there,...