Tag: FCA

The FCA is reshaping financial advice to close the advice gap. Read how these reforms could impact millions in the UK.

In an environment where regulatory changes arrive at pace, fund managers seeking to expand across borders are relying on clear, accessible guidance to stay competitive.

As regulatory scrutiny in the asset management sector intensifies, Zeidler Group is stepping up with an AI-powered solution that promises to transform compliance.

A recent survey by Smarsh has uncovered a sharp rise in the use of AI tools within the UK financial services sector, but also highlights a lack of clarity and control around how these tools are governed.

Hackford, a London-based RegTech startup, has launched a new software platform aimed at making the UK’s FCA Register more usable for compliance and sales...

UK financial regulators have renewed their commitment to better coordination in the fast-evolving payments sector through an updated Memorandum of Understanding (MoU). According to Finextra,...

Firms regulated by the SEC or FCA must treat regulatory examinations and supervisory visits as part of their business-as-usual operations. While SEC exams are...

The UK’s FCA has unveiled a new initiative aimed at boosting artificial intelligence (AI) adoption across the financial sector. The regulator announced the launch...

A global coalition of financial regulators, led by the UK's FCA, has taken coordinated action to clamp down on so-called “finfluencers” promoting unauthorised financial...

New regulation targeting the Buy-Now, Pay-Later (BNPL) sector is set to come into force next year, marking a significant shift in how the fast-growing...