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FCA flags UK’s growing savings gap as 61% of investors hold...
One in ten UK adults have no cash savings to fall back on, and more than a fifth have less than £1,000 set aside...
Market abuse in the spotlight as FCA targets insider dealing and...
The UK FCA has unveiled a five-year strategy designed to crack down on market abuse, strengthen financial crime enforcement, and promote economic resilience.
According to...
How financial analytics is reshaping Consumer Duty compliance in 2025
Since the Financial Conduct Authority (FCA) formally introduced Consumer Duty in July 2023, the regulation has significantly influenced how UK financial institutions approach customer outcomes.
FCA postpones SDR extension for portfolio managers amid industry concerns
The FCA has announced it will not move forward, for now, with plans to extend its Sustainability Disclosure Requirements (SDR) and sustainable investment labelling...
Regulatory spotlight shifts to PSPs and customer care as enforcement slows...
Regulatory enforcement saw a sharp decline in the first quarter of 2025, with both the volume and monetary value of fines significantly lower than...
New FCA AI testing initiative aims to fast-track safe innovation
The UK FCA is preparing to roll out a new live testing service for AI, designed to help financial firms deploy AI tools in...
Why records management is now a top compliance priority for financial...
In today’s financial services landscape, records management has become a complex compliance issue that firms can no longer afford to overlook.
According to Corlytics,...
Navigating NTR end-of-life: How to secure compliance and protect call recordings
As financial institutions and regulated firms increasingly depend on call recording for compliance, security, and operational insights, the looming end-of-life (EOL) of Nice Trading Recording (NTR) systems presents a major challenge.
Scaling Consumer Duty success with digital tools and deterministic models
Since its official launch in July 2023, the Financial Conduct Authority’s (FCA) Consumer Duty has become a cornerstone of UK financial services regulation. Designed...
From audit trails to accountability: how traceability transforms compliance
In today’s rapidly shifting regulatory landscape, firms are under mounting pressure to shift from reactive to proactive compliance. The days of treating compliance as...
