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FCA hits Julius Baer International with £18m fine
The Financial Conduct Authority (FCA) has slapped Julius Baer International, an investment advisory and wealth manager, with an £18m penalty.
FCA to create a simplified financial advice regime
The Financial Conduct Authority (FCA) has set out new proposals to improve people’s access to financial advice so they can ‘invest with confidence’.
FCA forms group to develop ESG Code of Conduct
The Financial Conduct Authority (FCA) has formed a group to develop a Code of Conduct for ESG data and ratings providers.
FCA urged to better regulate philanthropy advice
The Law Family Commission on Civil Society has called for the UK’s Financial Conduct Authority (FCA) to make philanthropy advice training mandatory for financial advisors.
FCA warns stock trading app operators about gamification
The Financial Conduct Authority (FCA) has warned stock trading app operators to review design features.
BNPL chiefs could face two years in jail for using loophole,...
The Financial Conduct Authority (FCA) has said buy now, pay later heads could face up to two years in jail if they fail to tow the line on financial promotion rules.
FCA unveils new rules to get to grips with greenwashing
The Financial Conduct Authority (FCA) has proposed a package of new measures to tackle the industry challenge of greenwashing.
FCA questions Big Techs risk on competition in finance
The UK’s Financial Conduct Authority (FCA) is seeking comments on the potential competition benefits and harms from Big Techs entering retail financial services sectors.
FCA hits Gatehouse Bank with £1.5m fine
The FCA has fined Gatehouse Bank over £1.5m for substantial weaknesses in its financial crime system and controls.
FCA to host two-day policy sprint on open finance
The Financial Conduct Authority (FCA) will undertake a two-day ‘policy sprint’ to explore key considerations for a regulatory framework for open finance.
