Tag: FCA

The Financial Conduct Authority has fined Sigma Broking £531,000 for failing to report crucial reports regarding market abuse.

The Financial Conduct Authority (FCA) has written to insurance industry CEOs to make customers are protected from unfair penalties, add-ons and unnecessary products during the cost-of-living crisis.

The Financial Conduct Authority (FCA) has revealed it is establishing a new advisory committee to its board to work on ESG challenges.

The UK’s Financial Conduct Authority (FCA) has issued a fine to Citigroup Global Markets £12m for failing to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements relating to the detection of market abuse.

The FCA has warned companies that offer buy now pay later (BNPL) products that their BNPL financial promotions must comply with financial promotion rules.

Liz Truss, the frontrunner in the Conservative Party leadership election, is calling for the merger of three major watchdogs in what would be a massive regulatory shakeup.

With the UK’s FCA having released its final guidance on Consumer Duty proposals, firms have been given new requirements they must meet.  

The FCA has written an open letter to CEOs of alternative investments companies to set out a strategy for dealing with alternative assets.  

The Financial Conduct Authority (FCA) and the Payment Systems Regulator (PSR) has established a strategic working group via its Joint Regulatory Oversight Committee.

The FCA recently released its final guidance on Consumer Duty proposals, which enforces controls on firms to ensure they provide good outcomes for customers. Aveni recently outlined the five crucial areas firms need to improve to be Consumer Duty compliant.