Tag: FCA

A $200m enforcement case in the DIFC did not start with a rogue trader or a fraud scheme. It started with a board that...

Legacy voice recording platforms are quietly becoming one of the biggest hidden liabilities for regulated firms, only surfacing as a problem when a regulator...

The Financial Conduct Authority, the UK's financial services regulator, responsible for overseeing market conduct and firm supervision, has finalised new rules aimed at making...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has taken on five fast-growing companies into its Scale-up Unit, giving them tailored guidance...

The FCA has announced a package of reforms designed to make IPOs simpler and less costly for companies seeking to list in the UK. The...

Electronic Money Institutions (EMIs) built their AML defences one tool at a time, adding a platform for KYC here, a sanctions screening system there,...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has finalised new transaction reporting rules that will strip out duplicative requirements and deliver...

More than 10 million UK adults could soon see their finances handled by an AI agent, according to a landmark review published this week...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

The battle against financial crime is being fought with the wrong architecture, according to Napier AI. While criminal networks collaborate freely and adapt at...