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FCA sanctions review exposes control gaps as risks escalate
The FCA's latest sanctions review, covering more than 150 firms, should not be read as just another best-practice paper. It is a clear statement...
FCA trims SM&CR: streamlining or a new culture risk?
The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...
Why culture alone won’t save firms from new FCA NFM rules
From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging nearly 38,000...
Ctrl Alt secures Irish approval for regulated digital assets
Ctrl Alt, a tokenisation infrastructure provider focused on digital capital markets, has secured MiFID authorisation from the Central Bank of Ireland (CBI), strengthening its...
Why Marshmallow is betting on AI for FinProms compliance
Marshmallow has partnered with compliance technology provider Adclear to strengthen oversight of its financial promotions, as insurers face growing regulatory scrutiny under the FCA's...
The AI insider problem facing compliance teams
The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...
Why ‘confidently wrong’ AI is compliance’s biggest threat
The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...
Can the UK’s new AI plan keep banks safe and competitive?
The UK government's independent AI Champions for financial services, Harriet Rees and Dr Rohit Dhawan, have set out a new adoption plan designed to...
UK moves to rein in cloud giants powering finance
Four of the world's largest cloud and technology companies will fall under a new UK supervisory regime from next week, as the Government moves...
FCA and PRA move to slash SMCR burden for firms
The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of reforms to the Senior Managers and Certification Regime (SMCR), aiming...
