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The hidden control gaps in MiFIR transaction reporting
Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...
FCA simplifies climate reporting for asset managers
The Financial Conduct Authority (FCA), the UK's financial services conduct regulator, has put forward proposals to scrap TCFD-based product-level climate disclosures for investment firms,...
Why smart regulators are turning to AI benchmarking
Financial regulation has always required comparison, but the tools to do it well have never kept pace with the complexity of modern markets. As...
How CP26/16 reshapes AML risk for UK fund managers
The FCA's latest consultation paper is not explicitly about anti-money laundering, but for UK fund managers, it may as well be.
According to Cascade,...
Why 38,000 firms can’t afford to fail on misconduct evidence
From 1 September 2026, the FCA's Code of Conduct will extend to misconduct such as bullying, harassment and violence across every FCA-authorised organisation.
According to...
Why your KYC remediation strategy is failing you
Regulated financial institutions are under mounting pressure to keep customer records accurate, current, and audit-ready — and the cost of falling short has never...
Why your archive vendor may fail when regulators ask
Archive modernisation has quietly become one of the most fiercely contested categories in regulated communications. A year ago, "archive" was little more than a...
What the FCA’s focus on ESG ratings means for the sector
The Financial Conduct Authority (FCA), the UK’s financial regulator, recently announced its plans to regulate ESG ratings, with the aim to make them more...
How AI is exposing the KYC gap in regulated firms
Compliance teams at regulated firms are caught in a deepening bind. They are overwhelmed by repetitive, manual processes while AI-powered fraud evolves faster than...
Why KYC remediation needs to become business as usual
Regulated institutions are operating under mounting pressure to keep customer records accurate, current, and audit-ready. Enforcement activity is on the rise — recent Financial...
