Tag: financial regulation

Compliance has long been treated as a back-office function, a necessary overhead running quietly alongside the real business of banking. That model is rapidly...

In every regulated organisation, the board of directors carries the ultimate responsibility for ensuring that the financial crime risk framework is robust, effective, and...

The Financial Services Regulatory Authority's Financial and Cybercrime Prevention department has published the results of a wide-ranging cyber risk management survey, revealing significant gaps...

Key views of primary drivers of RegTech adoption as reported by FIs and vendors: The Global State of RegTech surveyed 300 compliance decision-makers and 100...

Financial services compliance has moved well beyond the era of periodic disclosures and after-the-fact reviews. Regulators today expect firms not only to have controls...

Boards can no longer coast through financial crime risk assessments with a nod and a signature. Across every major jurisdiction, regulators have made their...

Artificial intelligence has become the defining buzzword in anti-money laundering technology. According to Napier AI, virtually every compliance platform now carries an AI label,...

Key Industry views on regulatory support for RegTech adoption in financial services: The Global State of RegTech surveyed 300 senior compliance decision-makers and 100...

The UK's Senior Managers and Certification Regime is entering a new era — but firms hoping for a lighter regulatory touch should not mistake...

Key RegTech implementation stats in financial services: The Global State of RegTech report, surveyed 300 senior risk and compliance decision-makers and 100 vendors to...